A Level Psychology at Spalding Grammar School

Freud (1909) Analysis of a phobia in a 5-year old boy

1909 might have seemed a year like any other, but there were strange undercurrents. While educated minds were enjoying the drama of George Bernard Shaw and the literature of Gertrude Stein, other eyes were on the new silent movies and the first appearance of "America's Sweetheart" Mary Pickford [right]. New classical music was being composed by Gustav Mahler and Rimsky-Korsakov, but the new grammarphones belted out the popular songs like Oh You Kid, By The Light Of The Silvery Moon and I Wonder Who's Kissing Her Now. Explorers conquered both the North and South Poles, but other pioneers were pushing back less obvious boundaries: the boundaries of the mind...

Sigmund Freud's study is unlike most of the others you've studied. For a start, it's a case study, looking in depth at just one subject (see also Savage-Rumbaugh et al. and Thigpen & Cleckley). Secondly, it's a longitudinal study, looking at how things change over a long period of time (see also Rosenhan). Finally, it consists entirely of qualitative data, mostly Freud's thoughts and theories about Little Hans' phobias with a few transcripts of Hans' conversations.

Download the class resources

Further your understanding

Visit Mark Holah's site for an excellent summary of Freud's study, with quizzes and links.

... And don't miss the chance to play Sigmund Freud WHACK-A-MOLE

There's a short, sweet summary of the case study on Gary Sturt's page

Look at Wikipedia's article on the Oedipus Complex

Watch this BBC video clip on Freud's interpretation of dream

Want to know more about Oedipus and his Complex?

Context and background

Sigmund Freud is probably the most controversial and influential thinker of the 20th century. A doctor in Vienna, he became convinced that there were mental rather than physical reasons behind the symptoms of many of his patients. Freud's theory is called psychodynamic because at the heart of it is the idea that the mind is in turmoil or conflict. Freud suggests that we have an unconscious mind which houses many desires, memories and feelings which we cannot bear to bring into our conscious thoughts. The only way we have any sort of communication with the unconscious is through dreams, but even here the dreams are full of symbols and codes. The reason why the unconscious is so hard to make contact with is that our waking mind has set up all sorts of defence mechanisms to protect it from the upsetting things in the unconscious. Most of these defence mechanisms develop out of our childhood relationships with our parents. Freud himself was very close to his mother but had a difficult relationship with his own father.

Freud was appalled at two things in the European societies of his day. He was struck by how sexually repressed they were but also how brutally parents punished their children - in fact, many parents were encouraged to beat their children regularly even if they hadn't done anything wrong. For Freud, the violent treatment of children and the sexual hang-ups in adults seemed to be related.

Freud's core idea is that children are not the innocent little angels that Victorians tended to write about: Freud thought children were deeply selfish and highly sexual creatures who experienced hatred and rage and strong physical desires. In particular, Freud argues that little boys are sexually obsessed wth their mothers but live in terror of their fathers. The boy-child wishes the father were dead so he can take his father's place with his mother... but fears the father will find out his dirty little secret and punish him, perhaps by cutting his penis off! Freud calls this crisis the OEDIPUS COMPLEX. By getting through the Oedipus Complex successfully we form our adult identities and develop our sense of right and wrong. Freud argues we do all this at about age 5.

This would have remained just a theory, except that one of Freud's keenest fans was a married man who happened to have a 5-year old boy and had noticed the little lad was starting to behave strangely...

Aims

First and foremost, Freud's aim was to cure the little boy of his strange and unhealthy behaviour. Because of this, there are some infuriating problems with the research, such as no control group or even an outside opinion.

Secondly, Freud was looking for evidence that would back up his theory of the Oedipus Complex.

Freud was also testing out his new technique of psychoanalysis, a "talking cure" that tries to rid patients of their problems by getting them to open up. Freud was writing a ground-breaking case study of using psychoanalysis with a child.

Variables

This is not a scientific experiment and Freud did not manipulate any variables. Little Hans was observed and interviewed and Freud proposed conclusions about what his behaviour meant. This is rather similar to the case study by Thigpen & Cleckley.

Procedure (1)

One of Freud's married students wrote to him explaining the problem with "Little Hans" (a fake name to hide the family's identity). Hans had developed an intense fear of horses, to the extent that he was terrified to go out of doors. Perhaps psychoanalysis could help the boy? Perhaps his phobia was caused in some way by the Oedipus Complex?

The father provided Freud with more details.

  • Since age 3 Little Hans had been obsessed with his "widdler" (penis) and enjoyed playing with it and anything to do with going to the toilet.
  • Hans was close to his mother, especially since a summer holiday when his father had been working away from home all the time. When his father returned, Hans no longer had his mother all to himself.
  • Hans' mother once caught him playing with his widdler and threatened that if he kept doing it she would get a doctor to cut it off. After this, Hans started showing an interest in trying to kiss other girls.
  • When Hans was 3½ his sister Hanna was born, further cutting him off from his mother. Strangely, Hans developed a fear of bath times, which he'd previously enjoyed.
Just how representative was Little Hans? He certainly seems to have been a bit eccentric and very precocious (advanced with his talking skills). His parents were very "modern" in their approach to child-rearing and never used violence on Hans - very unusual for the time.

Conclusions (1)

So far, this is all plain sailing...

  • Hans is getting great pleasure from his widdler and is curious about his parents' adult-sized widdlers. This is typical of the PHALLIC STAGE that young boys go through around age 3-5. The interest in lumpf (Hans' word for poo) is typical of the ANAL STAGE that Hans has started to grow out of.
  • Hans gets sexual pleasure from his mother's company and resents his father returning. However, he also loves his father too and this produces a lot of anxiety in the child's mind.
  • The threat about cutting his widdler off gave Hans a CASTRATION COMPLEX. He reacts by repressing his feelings of pleasure and his sexual desire for his mother. But these feelings have to come out somehow so Hans expresses them by wanting to kiss other girls instead.

The bath time tantrums are a bit more peculiar but Freud has a solution:

  • Hans is jealous of his sister and the fuss his mother makes of Hanna is a painful reminder of the intimacy that he no longer has with her. He has a secret fantasy that at bath time his mother might drop Hanna and she will drown. However, this triggers an even more upsetting thought in Hans' mind: what if his mother drops him and then he drowns?!?! This is why he now finds bath times upsetting.

Procedure (2)

The phobia about horses started when Hans was 4½. Freud suggested that Hans' father carry out a series of interviews with the little boy, asking him about his hopes and fears, his dreams and nursery games and getting him to make up stories. It is important to remember that all these interviews were carried out by Hans' own father then posted to Freud, who read them and suggested courses of action.

  • Hans said he remembered his father warning Hanna not to touch a white horse in case it bit her.
  • Once, when Hans' mother was drying him off after a bath, he asked her to touch his widdler. She refused.
  • Hans had once asked his father about his mother's widdler and was told that she didn't have one.
  • Hans often came into the bedroom in the mornings and wanted to climb into bed with his mother, but the father told her not to let him do this.
  • Hans dreamed about two giraffes, one big and one crumpled. The big giraffe cried out when Hans took the crumpled giraffe away and sat on it!
Eventually, Hans and his father came to Vienna to visit Freud. Freud had a long talk with the boy and told him that he was afraid of his father because he loved his mother so much.

Conclusions (2)

The fear of horses poses no problem for Freud. Obviously, Hans has repressed his anxieties into his unconscious mind and now they're breaking out again but in a disguised form, as a phobia. Here's the reasoning:

  • The horse is symbolic of his father. The black around a horse's mouth and the blinkers round its eyes remind Hans of his father's moustache and spectacles - both symbols of adult manhood. Also, Hans used to ride on his father's back when he was a toddler in a game called "Horsies".
  • The horse biting your hand symbolises Hans' castration anxiety. He is frightened of horses biting hands because his REAL fear is that someone will cut off his widdler!
  • Getting rejected by his mother when she refused to touch his widdler filled Hans with shame and an anxiey about touching his widdler. As a way of coping, he transfers these worries over to horses (sort of, "So long as I don't come into contact with horses, no one will touch my widdler and it won't get cut off!").
  • The giraffe-fantasy is a code for Hans' secret desires. The big giraffe is his father and the crumpled giraffe is his mother. The boy wants to steal "mother" away from "father" and be physically intimate with her again by "sitting on her".
After the meeting with Freud, Hans seemed to get a lot better and was able to go into the street and the park.

Procedures (3)

A new phobia started to develop. Hans became very frightened of horses pulling heavy carts (and there were a lot of them about in Austria in the early 1900s). In particular, he seemed to dread one of the horses falling over and its load being dropped in the street. This was linked to an occasion when Hans and his mother had been walking and actually saw a horse collapse and kick its legs about, which had terrified the small boy. Hans' father continued with the talking therapy.

Conclusions (3)

Too easy! This is how it works:

  • Since the horse represents his father, the horse falling down represents his father dying. This death-wish is something Hans secretly wants and can't stop thinking about, but has to repress because it's so upsetting. So he has anxieties about falling horses instead.
  • This also links with Hans' toilet obsessions, since the cart's load being dropped is similar to lumpf falling in the toilet pan. Hans always kicks his legs about while defacating, just like the horse when it falls and drops its load.
  • The heavily-laden carts also represent pregnancy and the horse falling down and dropping the load represents giving birth. This tells us about Hans' unconscious feelings about his baby sister.
Obviously, the phobia has a practical benefit for Little Hans: because he can't go out, he has to stay at home with his mother.

Outcomes

After weeks of these interviews, Hans' phobia starts to fade and he is able to go all the way to the park, unafraid of horses or their loads. He has two interesting fantasies which suggest he is recovering:

  • Hans imagines he is in the bath and a plumber comes and uses a pair of pincers to take away Hans' bottom and widdler and replace them with brand new ones. This shows Hans' readiness to grow up and become like his father, with an adult body and genitals.
  • Hans had always told stories about how one day he would have his own children. Hans always used to imagine he was the children's mother, but now he started imagining himself as the father and his own father as the grandfather, with both of them married to the mother! This is a way for Hans to get over his Oedipus Complex imagining a future for himself and his parents that doesn't involve a death-wish.

Final Conclusions

Freud declared Little Hans cured. Here was, he claimd, proof of his theories about infant sexuality and Hans was clearly a "Little Oedipus". What's more, the talking therapy worked and Freud argues that Hans' anxieties and fantasies were perfectly normal and that all children would benefit from psychoanalysis to help them resolve these feelings for their parents.

Interestingly, Freud did meet Hans again. When he was 19, Herbert Graf (Hans' real name) came to visit Freud. His parents had divorced, but he had stayed close to both of them and especially to his sister Hanna. He had many questions about his father, who had recently died, but remembered absolutely nothing of his phobia or his talking therapy and was dumbfounded when he looked through his father's letters. He had grown up to be a heathy, well-balanced adult and went on to become an opera producer in America.

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